The Halloween effect in financial trading

In this post, I will teach you the “Halloween effect”, a famous financial strategy.


Reading Time: 3 minutes         Financial activity: Trading          Knowledge level: Beginner


Summary

What is the “Halloween effect”?

Performance of the “Halloween effect”

Why it works?

Conclusions


What is the “Halloween effect”?

The Halloween effect is a market timing strategy based on the hypothesis that stocks perform better from the first day of November (Halloween) to the end of April than they do from the beginning of May through the end of October.

Do you remember the old advice: “Sell in May and go away (and come again on St. Leger Day)”? It’s exactly the same reasoning! You are invested for one six-month period and out of the market for the other six months of the year.


Performance of the “Halloween effect”

Can such a simple strategy really work? Let’s look at the graph below that displays the Halloween effect for Standard & Poor’s 500 Index for the periods 1970–2017 and 1991–2017 (Source: Bloomberg):


It is evident that the return on the S&P 500 Index is much higher from November through April than it is from May through October.

Therefore, it works!

I suggest that you search and read some academic papers like this one: “Halloween Effect in Developed Stock Markets: A US Perspective” by Alex Plastun, Xolani Sibande, Rangan Gupta, Mark E. Wohar (February 19, 2019).


Why it works?

Nobody knows! No one has been able to find a reason for this seasonal anomaly.

Some think that this happened because of the summer vacations of the professional investors, but it’s nothing more than a hypothesis.

 

Conclusions

The Halloween effect is a financial strategy that suggests that investors should be invested in stocks from November through April, and out of stocks from May through October.

This strategy has performed well over the years, but no one has offered a good explanation for the reason why it works.

 

A sincere wish of good work to all!

 

Written by F. GRAMOLA (*).

(*) Member of S.I.A.T., the Italian Society of Technical Analysis (member society of I.F.T.A. – International Federation of Technical Analysts).

 

Warning

We merely cite our personal opinions for educational purposes only.

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Investing and trading are risky. Don't invest or trade money that you cannot afford to lose.

Initial photo by David Menidrey on Unsplash.



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